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Baseefa Ltd

Cost benefits of LED luminaires in Ex environments

19 May 2014

This article, by Roberto Sebastiano Faranda of Milan Polytechnic and Kim Fumagalli of Nuova ASP, explains the currently available LED electrical and mechanical characteristics, and evaluates  different possible causes of failure and their implication in relation to explosive atmospheres.

New technologies are being established in the illumination field. In particular, the use of LEDs is beginning to spread more and more in the lighting field. It is very important to analyse and know the possible failure modes of LED sources in order to design reliable and safe lighting fixtures.

This is particularly true in relation to the use of LED lighting equipment in potentially explosive  atmospheres that require quite complex safety systems in order to avoid igniting dangerous gases, vapours and dust. In the present day, ATEX Standards do not adequately cover LED luminaires, whether it relates to white light or coloured light. Therefore, these sources are used as traditional light sources (incandescent, discharge, induction). The safety of such equipment is entrusted exclusively to the mechanical strength of the casing and not the internal electrical equipment. 

I.  Introduction

In recent years, the first devices with LED light sources also appeared in the Ex’s field.

Even if LED technology requires is more expensive than traditional sources, from a technical point of view, there are advantages that can offset this high cost; the most important are [1]:

·  low power consumption, that permits both electrical energy savings and the installation of small section cables and lower protection;

·  high number of operating hours, that allows savings on the cost of maintenance and the hourly cost of a LED lamp.

In traditional environments, LEDs do not have any evident mechanical protection, because their failure is not perceived as a condition of danger (just think of the wiring for Christmas  decorations). Instead, in the Ex field, in order to ensure safety, since LED  fault  condition behaviour is not known, LED light sources are made of Power LEDs mounted in  heavy, thick, bulky and expensive metal flameproof casings, mostly made of aluminium. These casings are also often difficult to install and maintain.

In fact,  while  only  waterproof  LED  units  have  to conform to the relevant product standards, LED fixtures for potentially explosive atmospheres must also comply with specific anti-explosion regulations. The assessment of the possible causes of ignition of LED lighting sources must therefore be carried out carefully.

In order to ignite an explosive atmosphere, the simultaneous presence of the following  three components, under particular conditions, is essential:

1.  oxygen;

2.  fuel;

3.  a trigger.

The absence of one of the three conditions is sufficient to avoid an explosion.

Current IECEx International Standards contain two main protection strategies called Ex-d and Ex-e. 

With Ex-d, parts which can ignite in potentially explosive atmospheres are surrounded by a  casing capable of withstanding the pressure of an explosive mixture exploding inside it, and it  prevents the transmission of the explosion to the atmosphere surrounding the casing.

With Ex-e, and additional measures are applied to increase the level of safety, thus preventing the possibility of excessive temperatures and the occurrence of sparks or electric arcs  within the  enclosure or on exposed parts of electrical  apparatus, where longer available ignition  sources would not occur in  normal service.

Both protection methods described above are valid for installations in the hazardous areas defined as 1 to 21. The substantial difference between the two protection methods is that the first (Ex-d) has a robust housing to contain potential explosions (simultaneous  presence  of all  three  components), while  the second protection method uses only electrical components without possible causes of ignition (which are therefore also Ex-e), and therefore explosions cannot  occur  (due to lack of a trigger); this is why the casing does not need to contain an explosion and therefore it can be made as if it were a normal casing for traditional environments.

Figure 1. SFD floodlight (Ex-d) - Nuova ASP
Figure 1. SFD floodlight (Ex-d) - Nuova ASP

In the specific case of lighting fixtures, the use of Ex-d casing is justifiable for traditional light sources (discharge or fluorescent lamps) since it is not possible to eliminate the possible causes of  ignition  (high temperatures or electrical arcing) caused by these sources. In the case of LED it instead seems possible, but it is necessary to perform a careful failures analysis.

At the moment, an analysis accepted by a standard is not  available, and therefore for reasons of  prudence, which means reasons of safety, most manufacturers of ATEX equipment use LEDs with the maximum protection method (Ex-d).

However, in doing so a lot of money and resources are wasted. The construction method for Ex-d lighting fixtures requires a great deal of material compared to other lighting devices which use other protection methods. Indeed, Ex-e lights can give considerable benefits compared with Ex-d lights:

·  Cost benefits: Ex-e devices are not as thick as Ex-d devices (about 1:10), so in the same way the cost of material;

·  Luminous efficiency: at the same installed power, Ex-e devices are more efficient than Ex-d devices because they use less thick glass which allows a better optical performance;

·  Installation:  Ex-e devices installed at different heights ensure easier and safer installation than the heavier Ex-d equipment.

The aim of this report is to analyse the behaviour of LEDs in case of failure, not to confirm the reliability and durability of LED sources, but rather to ascertain the possible causes of dangerous faults for installation in potentially explosive atmospheres.

II.  Lighting comparison

Consider the two following products used for lighting large areas, set up to use the same 400W Sodium discharge lamp:

Figure 2. SFNR floodlight (EX-nR) - Nuova ASP
Figure 2. SFNR floodlight (EX-nR) - Nuova ASP

-  In figure 1, the SFD floodlight (Nuova  ASP), ATEX/IECEx certified with an Ex-d  protection method, and which can be installed in Zone 1-21;

-  in figure 2, the SFNR  floodlight (Nuova  ASP) ATEX/IECEx, Ex-nR certified, and which can only be installed in Zone 2-22.

The Ex-nR protection (low breathing) method is defined as a simplified protection method which can be used in Zone 2-22. This unit cannot be used in Zone 1-21 because of the electrical components installed in it, which are not certified/certifiable (Ex-e) for such use.

From a technical point of view, the Ex-nR floodlight has a better lighting efficiency for two reasons:

1.  the thickness of the glass is about 5 millimetres, more than that of the Ex-d floodlight,  which is about 20 millimetres. Considering a loss of lighting efficiency equal to 10% of the flow for every 10mm of glass means that the Ex-nR floodlight has a yield of 15% more than the Ex-d floodlight. 

2.  the transparent part is about double the thickness of the Ex-d floodlight.  The luminous flux is subject to fewer internal reflections and therefore gives a better performance.

Photometric measurements show that the SFNR floodlight has a better luminous efficiency than the SFD floodlight, and therefore a greater emission of luminous flux of approximately 25%, considering the same lamp. 

From a cost point of view, taking into account that there is a ratio of 1:10 between the thickness of the container of the floodlight SFNR and the floodlight SFD, and then that the aluminium used to produce such an apparatus is 10 times higher, it is guessed understand as well as the production cost of the floodlight SFD is higher (about 60% more).

The cause that restricts use of the SFNR appliance in areas 1-21 is the possibility of ignition of the explosive mixture. These devices, made with discharge lamps, allow the triggering of the explosive mixture, and the electrical components (such as ballast, igniters, etc…) are not Ex-e  certifiable (or have such high production/certification costs that they are not convenient).

LED THT
LED THT

By  substituting  the  discharge  lamp  with  LED  light sources  it  could  instead  be  possible,  as  long  as  some small  changes  to  the  unit  are  made,  to  use  the  SFNR LED floodlight in 1-21 areas.

That said, the SFNR device could be Ex-e certified (and therefore no longer Ex-nR) and could be installed in the same 1-21 danger areas as the SFD floodlight, resulting in huge costs benefits for each unit and since it is more efficient it is possible to obtain the same lighting values on the ground with a smaller number of installed devices. 

In the sections below we evaluate the various types of LED failures that can lead to dangerous situations for the triggering of explosive substances, in order to evaluate scenarios and the possible measures that can be taken to make these devices safe and suitable for applications in the 1-21 area.

III.  LED Technology

LED (Light Emitting Diode) is a particular type of diode that emits ultraviolet or electromagnetic or infrared radiation, or radiation in the visible spectrum when crossed by a continuous electric  current, by exploiting the phenomenon of electroluminescence.

There are different types of LED structures with very different characteristics; we describe below the 4 types currently on the market.

LED with THT (Through Hole Technology) technology are the classic LED capsules, with a diameter between 3 and 5mm normally used as warning lights or infrared signals, and sometimes for lighting,  but  with  relatively low power for each device. Their characteristic is that of having the contacts (anode and cathode) made of metal wires that are inserted into the holes of a printed circuit board and then soldered in the assembly phase. In these LEDs, the chip is soldered and electrically connected to a reflective metal cup, a continuation of the metal filament that  constitutes the cathode.  The chip is connected to the anode through a thin gold wire. The structure is then encased in a epoxy plastic resin (Figure 3). 

SMD (Surface Mounted Device) or SMT (Surface Mounted Technology) LEDs are a direct evolution of THT LEDs. In this technology, the electrical terminals are placed laterally to the housing and consist of small metal plates (Figure 4).

LED SMD
LED SMD

 The high lighting efficiency LEDs, for this reason referred to as Power LEDs (Figure 5), are capable of emitting a luminous flux greater than previous models.

One or more chips which are generally larger than the normal ones are placed inside the casing made of plastic or ceramic material. The system is enclosed in a transparent dome of silicone material and often surmounted by additional optics that focus the light and protect the LED. A characteristic is the need to use a heatsink of a suitable size in relation to the power of the device, to ensure that the temperature of the LED is kept below the limits set for the optimal operation of the device [2]. 

With the "FLIP chip" LED system (Figure 6), the semiconductor forming the p-n joint does not need  a filament (or filaments) made of gold for electrical connection. The chip is connected "upside  down", in other words, the contacts of the epitaxial layers of the junction are at the base of the  chip, as well as welded directly to the anode and cathode, placed at the base of the housing [3] [4] [5].

This technology offers certain advantages in terms of robustness and performance.

Heat dissipation is more efficient by about 25% [6] [7].

IV.  Cause and analysis of led failures

LED and Power LED devices are very robust and reliable, especially when compared with more traditional light sources. However they are not free from faults or defects that are more or less serious, albeit increasingly rare and improbable compared to other types of lighting.

The possible faults regard the outer casing and internal components. The cause of damage is mainly due to a current value that is too high or excessive heat or mechanical stress. The main effects are a decrease in the luminous efficiency of the device and in rarer cases, the complete breakdown of the LED [8].

Power LED mounted on a Star PCB
Power LED mounted on a Star PCB

The following are the two groups of possible faults: 

A.  LED casing failures:

A.1  Epoxy resin degradation;

A.2  Mechanical stress caused by deformation of the covers;

A.3  Phosphor degradation.

B.  Semiconductor and LED metallic parts failures:

B.1  Nucleation and dislocation; 

B.2  Electromigration;

B.3  Glass passivation;

B.4  Current crowding;

B.5  Electrostatic discharge (ESD);

B.6  Electrical overstress (EOS);

FLIP chip LED
FLIP chip LED

B.7  Reverse polarisation;

B.8  Moisture and popcorn effect.

The possible consequences of each failure have been defined for each type of LED (table 1):

·  Degrading (yellow) only involves a reduction in the luminous output and a decrease in  luminous efficiency, but no possible cause of ignition of an explosive atmosphere;

·  Open circuit (red) is a serious consequence which may result in the possible ignition of an explosive atmosphere;

·  Short circuit (orange) is a serious consequence which may result in the possible ignition of an explosive atmosphere;

·  Not applicable (green) does not result in any consequences, since the fault is not considered applicable to the type of LED considered.

According to the constructive characteristics of each family’s LED, after the degradation of their performance, could happen a open circuit condition or a short circuit condition. For FLIP CHIP LED is not possible to have open circuit condition, because there is no gold filament. Only open circuit condition is represented by “Moisture and Popcorn effect” failure, but it is imputable to PCB and not to LED. It may happen with particularly intense electrostatic discharges, also depending on the size and robustness of the specific LED. See below Table 1 – Consequences of LED faults.

As can be seen from Table 1, the FLIP chip LED is the one that shows lesser number of open/short circuit conditions, and, therefore, possible trigger of minor sparks or/and high temperature. These conditions can only occur for failures B.5, B.6 and B.7.

Unlike the other three types of LEDs, the FLIP chip degrades in terms of optical efficiency, and this is mainly due to the total absence of an internal old filament, which makes the device intrinsically safe.

V.  Conclusions

LED technology has demonstrated and still demonstrates good characteristics in terms of quality, reliability and stability. Its intrinsic characteristics, from the structure to the low current and voltage values, offer particularly high safety levels.

Most of defects and failures regard the atomic structure problems of the materials they are made of, but they are increasingly rare mainly thanks to the evolution of the technologies.

In any  case, these are failures that do not affect the device’s safety, but only its efficiency. 

Real problems may arise in electrical and thermal terms. There is no possibility of arcs or sparks, which are unlikely, and they can be installed using small and cheap electronic devices, which protect the LED from overcurrent and overvoltage coming from the power supply, or even by electrostatic discharge.

If the atmosphere contains gas, vapours, combustible or potentially explosive dust, a spark is likely to trigger these atmospheres. The danger can be partially avoided by using a Power LED with "FLIP chip" technology, where there is no inner filament (gold thread). This type of Power LED therefore answers the need for safety at a low cost for LED devices to be used in areas with an explosive atmosphere. In any case, these LEDs cannot be used alone in potentially explosive areas, but they may therefore be used, together with other overcurrent protection devices (fuses) or surges (breakdown fuse), effectively in Ex-e devices. These components can easily be installed on PCBs or positioned in the outlet of the driver, certifying them with the same protection method. In particular, resin is recommended (Ex-m).

Moreover, temperatures may be managed using appropriate cooling systems, with the right level of power and with the right size for the light’s structure.

There are no current standards that cover this subject; in particular the IEC60079-7 4th Edition standard (Ex-e increased safety type of protection) does not even consider the LED source. The 5th edition of the same standard, currently under discussion and review by the various member states, which may be published in 2015, only marginally deal with LED light sources. This article therefore aims to be a starting point and support to international standard working groups for a correct evaluation of LED light sources.

VI.  Bibliography

[1]  Roberto  Faranda,  Kim  Fumagalli,  “Economic benefits  derived  from  the  use  of  LED  for  warning lights”, LUCE magazine, 2007.

[2]  Bisegna F., Gugliermetti F., Barbalace M., Monti L. (2010), “State of the art LED (Light Emitting Diodes)”, Electrical system research for the Ministry of Economic Development. Report RdS/2010/238, La Sapienza University of Rome. 

[3]  “Palomar Technologies Develops Wire-Bond-Free Direct Attach for LEDs”, article, PR Newswire, http://s.tt/1uc8H

[4]  Zhimin Jamie Yao, “High voltage wire bond free LEDs”, Patent Application Publication, Pub. No. US 2011/0084294 A1 (14.04.2011)

[5]  Batres Max, Chitnis Ashay, Ibbetson James, Keller Bernd, Medendorp Nicholas W. Jr., (22.05.2009), “Wire bond free wafer level LED”, Abstract, Pub.No.WO/2009/064330, http://patentscope.wipo.int/search/en/WO2009064 330

[6]  R.  Faranda, S. Guzzetti,  C. Lazaroiu, S. Leva: “LEDs lighting: two case studies”,  UPB  Scientific Bulletin, Series C: Electrical Engineering, n. 1, Vol. 73, 2011, pp. 199-210, ISSN 1454-234x

[7]  R. Faranda, S. Guzzetti,  C. Lazaroiu, S. Leva: “Refrigerating liquid prototype for LED’s thermal management”, Elsevier Applied Thermal Engineering, vol. 48, 2012, pages 155-163, ISSN: 1359-4311

[8]  “Cause of LED failure analysis of the important factors”, article, http://www.ledlightsmarket.com/faq_info.html?faqs_id=99

 

 


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